Dividend Transfer Plan (DTP)
Enrolment Form
Please use separate form for each Scheme/Plan/Option
Acknowledgement of DTP Application Form (To be filled in by the Unit holder)
(for existing unitholder) Folio No. _______________________________
Received from Mr./Miss/Mrs : _________________________________________________________________ DTP application.
From Scheme / Plan ____________________________________________________________________________________
to Scheme/Plan/Option __________________________________________________________________________________
Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based
on the investors’ assessment of various factors including the service rendered by the distributor.
I/We have not received nor been induced by any rebate or gifts, directly or indirectly in making investments
The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the
different competing schemes of various mutual funds from amongst which the scheme is being recommended to me/us.
*I/We confirm that we are Non-residents of Indian Nationality/Origin and that the funds are remitted from abroad through banking channels or from
my/our NRE/NRO Account. I/We undertake to provide further details of source of funds and any such other relevant documents, if called for by UTI
Mutual Fund.
* Applicable to NRIs
Holders Signature PAN Number# Email Id / Mobile
1st holder/Guardian
2nd Holder
3rd Holder
# Mandatory as per SEBI guidelines
agent’s Name and ARN Sub Broker Code MO Code IH No. Reporting Branch Name
For office use only
Date ___________________
I/We have read and understood the contents of the Scheme Information Document (SID) and Key Information Memorandum (KIM), addenda issued
till date of the source scheme as well as destination scheme and the terms/conditions overleaf. I/We hereby apply for enrolment under DTP and agree
to abide by the terms and conditions of DTP. I / We undertake to confirm that this investment has been duly authorised by appropriate authorities in
terms of all relevant documents and procedural requirements.
If you wish to receive the following via e-mail Please ()
Account Statement Annual Report Transaction Confirmation Communication of change of address, bank details etc.
Name of the First / Sole Applicant
Name of the Third Applicant
Name of second/Guardian (in the case of first/sole applicant is minor)
FROM
Folio No
Scheme Name
Dividend Plan - Option
TO
Scheme Name
Plan
Option
ADDRESS OF REGISTRAR
Karvy Computershare Pvt. Limited,
Narayani Mansion, H No 1-90-2/10/E,
Vittalrao Nagar, Madhapur, Hyderabad 500 081.
Tel.: 040 – 23421944 to 47, Fax: 040 - 23115503,
Email: uti [at] karvy [dot] com
1. DTP facility is available to unit holder(s) only under all Dividend Plan /
Option except Daily Dividend Plan / Options of the Source Scheme(s). Unit
holder(s)’ enrolment under the DTP facility will automatically override any
previous instructions for ‘Dividend Payout’ or ‘Dividend Reinvestment’
facility in the Source Scheme. Target Scheme can be any plan/option as
mentioned under the Scheme Information Document (SID) of respective
schemes.
2. The enrolment for DTP facility should be for all units under the respective
Dividend Plan / Option of the Source Scheme. Instructions for part Dividend
Transfer and part Dividend Payout / Reinvestment will not be accepted. The
dividend amount will be invested in the Target Scheme under the same
folio. Accordingly, the unit holder(s) details and mode of holding in the
Target Scheme will be same as in the Source Scheme.
3. Under DTP, dividend declared (as reduced by the amount of applicable
statutory levy) in the Source scheme (subject to minimum of Rs.1,000/-)
will be automatically invested into the Target Scheme, as opted by the
unit holder, on the immediate next Business Day after the Record Date at
the applicable NAV of the Target Scheme, subject to applicable load and
accordingly equivalent units will be allotted in the Target Scheme, subject
to the terms and conditions of the respective Target Scheme.
For example: If the Dividend Record Date of the Source Scheme is January
22 (Friday) and the next Business Day of the Target Scheme (non-Liquid
scheme) is January 25 (Monday), the unit holder will be allotted units in the
Target Scheme at the closing NAV of January 25 (Monday).
4. The provision for ‘Minimum Application Amount’ specified in the respective
Target Scheme’s Scheme Information Document will not be applicable
under DTP.
5. The Minimum amount of dividend eligible for transfer under Dividend
Transfer Plan is Rs.1, 000/- (Rupees One Thousand Only). In case DTP
cannot be effected due to amount being less than minimum prescribed,
then the dividend will need to be paid out / reinvested as per the existing
option of the investor.
6. Load Structure (Target Scheme): The dividend amount to be invested
under the DTP from the Source Scheme to the Target Scheme shall be
invested by subscribing to the units of the Target Scheme at applicable
NAV, subject to payment of Entry/Exit Load as under:
Entry Load: Nil
Exit Load: Nil
In terms of SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30,
2009, no entry load will be charged by the Scheme to the investor effective
August 1, 2009. Upfront commission shall be paid directly by the investor
to the AMFI registered Distributors based on the investors’ assessment of
various factors including the service rendered by the distributor.
No entry load shall be charged for direct applications received by the Asset
Management Company (AMC) i.e. applications received through internet,
submitted to AMC or collection centre that are not routed through any
distributor/agent/broker. No entry load shall also be charged for additional
purchases done directly by the investor under the same folio and switch-in
to a scheme from other schemes if such a transaction is done directly by
the investor.
Wherever the ARN/Code of a broker/IFA/sub-broker/distributor given in the
application form has to be struck off, it has to be counter signed by the first
applicant. In case the first applicant does not counter sign it the application
will not be treated as a direct application.
For direct applications, the area for providing ARN/ Code of a broker/
IFA/subbroker/ distributor should not be left blank. It should be marked
“Direct” or “Not Applicable”.
All Official Points of Acceptance will be available on the website of UTI
Mutual Fund www.utimf.com.
No entry and exit load will be charged on Bonus Units issued and on Units
allotted on Re-investment of Dividend.
7. Unit holders who wish to enroll for DTP facility are required to fill DTP
Enrolment Form available with the nearest UFCs / and also displayed on the
website www.utimf.com.
8. The request for enrolment for DTP must be submitted at least 15 days prior
to the Record Date for the dividend. In case of the condition not being met,
the enrolment would be considered valid from the immediately succeeding
Record Date of the dividend, provided the difference between the date of
receipt of a valid application for enrolment under DTP and the next Record
Date for dividend is not less than 10 days.
9. The DTP facility will be terminated in the event of following events:
 The unit holding under the scheme becomes nil.
 In the case of death of the first unit holder
 If the unit holder wishes to terminate at any time by sending a written
request to official point of acceptance. The request will be acted upon
not later than 15 days after receipt of the letter.
GENERAL INSTRUCTIONS
(i) The name of unitholders (1st, 2nd & 3rd) and their order should be
identically mentioned in the source scheme application form as well as
DTP enrolment form.
(ii) New Investor desiring to opt for DTP facility is required to fill in source
scheme application form as well as DTP enrolment form. The enrolment
to avail the facility has to be specified for each scheme / Plan / Option
separately and not at the folio level.
(iii) UTI Asset Management Co. Ltd. reserves the right to reject DTP mandate
without assigning any reasons thereof.
(iv) UTI AMC reserves the right to change / modify the terms & conditions of
DTP facility at any time.
(v) Account Statement for the destination Scheme to be sent only when
dividend is transferred to the destination scheme. Account Statement
in Source Scheme will be sent as per the existing policy for Account
Statement under Dividend.
List of Schemes where DTP facility is available
Source Scheme: UTI-Balanced Fund, UTI-Banking Sector Fund, UTI-Contra Fund,
UTI-Dividend Yield Fund, UTI-Energy Fund, UTI-Equity Fund, UTI-Infrastructure
Fund, UTI-Leadership Equity Fund, UTI-Master Plus Unit Scheme, UTIMastershare
Unit Scheme, UTI-Master Value Fund, UTI-Mid Cap Fund, UTI-MNC
Fund, UTI-Opportunities Fund, UTI-Pharma & Healthcare Fund, UTI-Services
Industries Fund, UTI-Top 100 Fund, UTI-Transportation & Logistics Fund, UTIWealth
Builder Fund – Series II, UTI-Bond Fund, UTI-Floating Rate Fund – Short
Term Plan, UTI-Gilt Advantage Fund, UTI-G-Sec Investment Plan, UTI-G-Sec
Short Term Plan, UTI-Liquid Cash Plan, UTI-Short Term Income Fund, UTITreasury
Advantage Fund, UTI-Mahila Unit Scheme, UTI-MIS-Advantage Plan,
UTI-Money Market Fund, UTI-Monthly Income Scheme, UTI-Unit Scheme for
Charitable & Religious Trusts & Registered Societies, UTI-Variable Investment
Scheme, UTI CCP Advantage Fund, UTI – Equity Tax Savings Plan* UTI Spread
Fund (subject to sales being open)
Target Scheme: All source scheme and UTI-Master Index Fund and UTI-Nifty
Index Fund.
*an open-end equity scheme with lock in period of 3 years for each investment
Features and Terms & Conditions of Dividend Transfer Plan