Revision in KYC Compliance Requirements No. - 48/2010-11

Company Name(s): 

Addendum
Registered Office: UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (E), Mumbai 400 051. Phone: 022- 66786666
Website: www.utimf.com
No. - 48/2010-11 December 30, 2010
Revision in Know Your Customer (KYC) Compliance requirements
Pursuant to implementation of Know Your Customer (KYC) norms under The Prevention of Money
Laundering Act, 2002 (PMLA) through CDSL Ventures Limited (CVL), SEBI’s Master Circular No.
ISD/AML/CIR-1/2010 dated February 12, 2010 and AMFI guidelines dated August 16, 2010, October 7,
2010 & December 23, 2010, with effect from 1st January 2011, Common Standard KYC through CVL is
applicable for all categories of investors and for any amount of investment, for the following transactions:
• New / Additional Purchases
• Switch Transactions
• New Systematic Investment Plan (SIP) Registrations (including SIP related products) received
from 1st January 2011
• New Systematic Transfer Investment Plan (STRIP) Registrations (including STRIP related
products) received from 1st January 2011
• New Dividend Transfer Plan (DTP) Registrations (including DTP related products) received from
1st January 2011
The above guidelines are not applicable on following type of transactions:
A. Existing SIP / STRIP / DTP Registrations (and similar facilities) including those received till
December 31, 2010
B. Investors who are registered under UTI ULIP till December 31, 2010 and making Renewal
Contribution payment for subsequent installments after December 31, 2010
C. Investors coming under MICRO Pension products
D. Dividend Reinvestment / Bonus transactions of any amount
Addendum
Registered Office: UTI Tower, ‘Gn’ Block, Bandra Kurla Complex, Bandra (E), Mumbai 400 051. Phone: 022- 66786666
Website: www.utimf.com
In case of Micro schemes such as Micro SIPs upto Rs.50,000/- per year per investor, the client will have
to submit the documents as elaborated below and KYC will be handled by the Registrar & Transfer
Agents (RTAs) directly.
1. Standard specified identification instruments like Voter ID Card, Government / Defence ID Card,
Card of Reputed Employer, Driving Licence, Passport, etc., in lieu of PAN
2. Proof of address copy. It is clarified that where photo identification documents contains the
address of the investor, a separate proof of address is not required.
3. Supporting documents copy shall be self attested by the investor / attested by the ARN holder
mentioning the ARN number or attested by any competent authority.
In case of Investments from Investors residing in Sikkim, the documents required to be submitted by the
Investor are:
1. Proof of Address of Sikkim state and application form mention the same address.
2. Address proof shall be self attested by the investor / attested by the ARN holder mentioning the
ARN number or attested by any competent authority.
All other terms and conditions of the Statement of Additional Information (SAI) /Key Information
Memorandum(s) (KIM) will remain unchanged.
This addendum is an integral part of the SAI / KIM of the Scheme(s) of UTI Mutual Fund and should be
read in conjunction with SAI/KIM.
For UTI Asset Management Company Limited
Sd/-
Authorised Signatory
In case you require any further information, please contact the nearest Financial Centre of UTI AMC.